Supporting the adult social care front door: A community coordinated approach (practitioners' guide)
A practitioners' guide to applying the community coordinated approach for adult social care front door model. This report is linked to a strategic overview of the model.
The front door to adult social care is often under pressure and unable to help all who present. Councils who take ownership of organising a comprehensive, complementary offer from the voluntary, community, faith and social enterprise sector benefit not only their residents but also the efficient and effective working of their front door.
This report proposes a simple straightforward system model which details the necessary steps to offering useful alternative provision.
The model identifies important layers of organisation and principles. These are not only around key values (strength-based, co-produced, empowering people) but also working approaches (shared data, building networks, developing over time) that need to be in place to create a good quality alternative offer to run alongside the traditional front door.
The work is based on previous successful existing alternative provision and working with councils to identify missing elements before they are able to offer such provision. The ‘Community coordinated approach to supporting the adult social care front door’ is a way of delivering accessible and sustainable support to the community and supporting people to live healthy and independent lives. It engages the VCFSE sector to deliver a wide range of support to all who need it, not just statutory care to those who meet eligibility criteria.
The model has four layers and nine guiding principles. It has been designed to be flexible in recognition of the different needs and capacities of different council areas.
The ‘Community coordinated approach to supporting the adult social care front door’ is not designed as a short-term test or pilot, but for a local area to apply as a long-term investment to building the right relationships and collaborative arrangements that are sustainable.
This document is a ‘how to’ guide for the development of a community coordinated Approach to supporting the adult social care front door. Rather than being prescriptive, this guide aims to empower practitioners to think about what might work best in their local context and to provide the tools to help them.
A community coordinated approach
SPINDL CIC created this four-layer model for a community coordinated approach to support the adult social care front door. The model is designed to adapt to any context. We recognise every context is different. A critical piece of learning is not to ignore these differences, but to build from wherever local strength lies.
Four complementary layers which feed into the outcome of flourishing communities and a good life well lived.
These comprise:
engaged citizens
enabling help
networks of support
co-governance
These four layers join along with nine principles to support flourishing communities and a good life well lived. The nine principles feeding into this are:
a clear, co-designed, co-produced and co-owned vision
enabling connection, confidence, capability and control for residents
start with possibility
build on your strengths
relationships first at all levels
connecting multiple forms of resource
shared data
driven by learning
layer up over time
The community coordinated approach to supporting the adult social care front door creates a layered approach to support a good life well lived in a flourishing community. Residents are engaged, with support to be actively involved, as co producers. Service delivery is defined through ‘enabling help’ (inspired by McKeith, 2021), using the ‘liberated method’, (inspired by Smith, 2023), with networks of support and co governance and a set of principles to apply.
The model relies on full collaboration with, and leadership from VCFSE and most importantly focuses on people, bringing them into the centre of a newly designed systemic, place-based ecosystem approach.
What is different about the community coordinated approach to supporting the adult social care front door?
A community coordinated approach to supporting the adult social care front door enables access to wider assets and supports within a place by creating a coordinated VCFSE access system that deals with multiple needs simultaneously, whilst maintaining established access routes. There are also dedicated resources to nurture resident engagement and involvement, stimulating resident-led action.
Key to success are systems to enable collaborative working across multiple VCFSE at operational and decision-making levels.
Applying the model: a how to guide
The insight gained from work so far leads us to propose three sets of considerations to continually hold as you progress the work in your area:
Build action in each of the four layers
Practise the nine principles
Reflect on outcomes and continually adjust the model to better fit your needs.
Build action in each of the four layers:
In line with the principles, the specific starting points will be defined by the strengths of your local system. We would suggest building from those strengths outwards – always keeping the whole model in mind.
1. The community bedrock of the ecosystem - engaged citizens
Organisations need to reach into communities to build relationships, create connections and catalyse resident-led activity, recognising that this leads to focusing on their priorities, rather than those of the organisation. Part of this entails connecting and nurturing citizen-led action, as well as supporting people with needs, for this to be effective.
Think about asset-based community development (ABCD) and the community organising framework supported by community organisers. Nesta has useful information about ABCD. Key is valuing the contributions residents can make in this model.
what organisations are strongly rooted in their communities?
how are they, or how could they be, nurtured and connected?
how strong are your participation/ support groups and health-based patient activity in your area?
what community activity do housing associations and other VCFSE deliver in your area?
have you considered mapping your assets jointly?
2. Enabling help - connecting service to community and specialisms to people
A useful framework for this layer is ‘enabling help’ (inspired by Mackeith, 2021 and Smith’s Liberated Method, 2023), which is:
relational – building trust to engage with help
motivational – building belief that change is possible
developmental – valuing and building capabilities to do things differently
holistic – looking at the whole picture and joining the dots
flexible – tailoring the help to the person
contextual – highlighting the impact of the wider environment
behavioural- tailored by behavioural insight models.
To maximise its impact, the framework should extend beyond adult social care to encompass all services, supports and activities. Central to this approach is organising around people rather than organisations. The person being helped is a co-collaborator, not a passive recipient.
Key considerations for implementing the technical aspects of a community coordinated approach to supporting the adult social care front door include:
coordinating access to a variety of support and activities, aligning with Principle 7, through a customer relationship management system (CRM) to ensure both 'journey' for the person and the data necessary to manage a smooth flow through different parts of the system.
ensuring equitable access for vulnerable groups, including those with protected characteristics, through local access points, face-to-face entry points, and a dedicated telephone line with sufficient capacity and effective referral systems.
meeting the standards for ‘enabling help.’
For your council area, consider:
do you have services in your area that can demonstrate they meet the standards of ‘enabling help’?
are there examples of where managerial practices are supporting ‘enabling help’ to flourish?
is there opportunity to build ‘enabling help’ into commissioning?
what systems are already in place that could be built on?
what support do you need to develop this?
pay attention to enabling specialisms to be drawn upon, as required.
3. Networks of support
The concept of a network of support could be evolved in this context to create a better way of aligning support and collaborating. Networks come in all shapes and sizes. There may be established networks in VCFSE, as there are often lots of independent groups and organisations, often interest or locality based. The model does not prescribe what these networks need to look like, just that they are key to fostering collaboration. Collaboration is vital for the model to work, with the learning on how to ensure networks are effective outlined below.
Networks replicate the heart of community, just as the village green or town square facilitates connection and exchange. Organisations, such as Plymouth Octopus and Torbay Communities have worked to identify what networks need to thrive. These ways of organising are needed to bring the different stakeholders together in order to support a good life well lived. Stakeholders include residents, businesses, VCFSEs, primary care, councils, hospitals and wider integrated care systems.
For your council area, consider:
How often does the council convene open meetings to hear from residents? These meetings are less structured than formal meetings, but help to build relationships.
What networks or regular meetings of VCFSE organisations exist in your areas?
How inclusive are these networks or meetings of the smallest community organisations?
Are networks adequately resourced to be effective?
This layer, co-governance, is the least well-developed area of practice perhaps because it requires some of the largest and most radical shifts. For example, it might require different:
contracts: it requires contracts that can sit between multiple parties, not just a simple bi-lateral agreements
decision making: it requires radically participative decision making
funding flow: it requires methods of financial management that can follow emergent processes and decision making based on relational ways of working.
Each layer is intimately connected to the other layers. The ideas and ways of understanding the world (our paradigm), inform commissioning, which then impact on how services are managed. How services are managed impacts on how services are delivered. Pressure to hit targets coming from management can impact services, causing practitioners to focus on targets rather than people's needs.
Moving to an enabling approach is a paradigm shift in the fullest sense, implying change at all levels of the system.
How the system learns together is a significant indicator of how stable and robust the actions will be.
For your council area, consider:
Are there any risk-sharing contracts in place with provider organisations?
What focus has there been on building a culture of learning?
How much autonomy do frontline staff have?
What conscious efforts have been made to build a deep understanding of collaboration?
Are we focused on joining the dots and creating a more systemic approach?
How are we aligning practice, management, resourcing and governance to create coherence?
Practise the principles
We’ll explore how these principles look in reality, building on other well-established models of good practice.
Start with a vision, but as it is shared, it will need to change. Having a clear end in mind is important to build trust but understand this will change as the collaboration builds. This shared vision is critical: it is not the property of the most senior leaders; it is held by everyone – it is only by achieving this that everyone can play a role. By the same logic it must also be independent of services and something that is easily understood.
Part of the starting point will need to be about how a radical rethink is needed. New systems need to be created, fit for today. This requires a rethinking of many existing systems; from governance to service design to measurement and monitoring.
For your council area, consider:
How are visions co-created to enable common purpose and co-ownership?
Is time given to foster the relationships needed for building a shared vision?
What opportunities are there for VCSFE colleagues to engage in visioning?
What conversations are held that filter out into the community?
How long term is the vision and the resources attached to achieving the vision?
What systems are deployed to ensure the evolution of the vision and the growing of the involvement over time?
How is reflection and learning feeding in?
This is a critical principle and should form the heart of any vision. It involves shifting from managing needs to supporting people to grow their own capabilities and develop connections with other people and community organisations. In Torbay`s ecosystem this work is provided by Layer 1 and Layer 2.
For your council area, consider:
As you reach out, what parts of your system can you reach that are closest to working with residents, where residents are co collaborators?
What resources are in place to build relationships within community, unburdened by governmental target setting and agendas?
Are these resources focused on needs and deficits, or strengths and assets?
Resources:
Enabling Help: How social provision can work better for the people it serves, by Joy Mackeith, 2021
The Liberated Method by Mark Smith, 2023
Local Area Coordination in Derbyshire, LGA 2016
Rotherham Council approach to supporting people with learning disabilities, LGA 2021
A social prescribing ecosystem, Torbay Communities, Ageing Well Programme learning, 2020
A general focus on creating possibility and opportunity, rather than managing scarcity and risk will create a solutions-driven approach. Consistency in this strength-based approach is important. Aspire for residents to have a good life, well lived in a flourishing community, rather than being healthy in a resilient community, i.e. be open to a vision that speaks to all.
In ABCD, strength-based questions are used, rather than needs-based ones and it stimulates a different conversation, relationship and outcomes. A growing number of councils have adopted a strength-based approach within adult social care, through ‘talking points’ (Community Led Support - Doncaster) and similarly the 3Cs approach developed by Partners4Change. These approaches create different possibilities and promote Principle 6.
For your council area, consider:
How deep does a scarcity mindset run in your area?
How much time and effort is spent managing risk vs developing new opportunities?
How willing are people to start small to test possibilities?
How well do people cope with uncertainty?
How much willingness is there to be open and bring new people into the discussion (to open up possibility)?
How do we support a shift in culture to focus on aspiration possibility and collective strengths?
Evaluate your baseline to identify the key areas that need the most support and development. Prepare for a long-term conversation that will bring uncertainty – and offer leadership through this uncertainty.
Avoiding uncertainty means foregoing the chance for growth and transformation. Acknowledging a lack of complete knowledge supports constant progress along the path to improvement.
For your council area, consider:
Start by asking what is strong. Look into your VCSFE sector, communities, social care practice, integrations and collaborations. What parts are showing signs of doing things innovatively? Where would be a good place to continue to build a collective vision?
Map your strengths or assets together to create collective understanding and opportunity and the relationships needed to progress.
Consider which parts of your system is starting to use principles 1-6.
Where are collaborative relationships the strongest?
Where are the areas of greatest sharing of skills and assets?
Where is it "safe to fail?" Do you attempt to achieve change across your whole council, or test it with smaller scale approaches? N.B. Safe to fail: if you are developing complementary provision that will operate alongside adult social care statutory functions then it is a low-risk endeavour. If it works well, then all to the good, if not so successful on the first attempt, then there is still no impact on those entitled to statutory help.
Relationships are the foundation of a good life and essential for this framework. All the work in Torbay and the approach advocated by Hilary Cottam (and many others) are founded on good relationships. Relationships were also the key to creating more community led change aspirations in the four council areas interacted with to produce this guidance.
Relationships matter from community level up into the whole system.
For your council area, consider:
What relational practices do you currently employ?
What practical support is there for practitioners to support and learn from each other?
Are you focused on relationships at all levels and how do you focus on improving them?
‘Can we afford it?’ is usually the first question asked in relation to a more open way of working, terms like ‘opening the floodgates’, ‘unrealistic demands’ and ‘blown budgets’, but all of these comments come from the current welfare paradigm of managing separate budgets assigned to targeted activities.
Aligning and streamlining the support offer to address an individual's need rather than siloed provision can lead to greater efficiencies and positive working across council, VCFSE and personal social networks.
The challenge is to think more about how to create the modern equivalent of the village green or town square and virtual equivalents, making the most of all resources, rather than focusing on perceived scarcity.
For your council area, consider:
How well are collaborations sharing resources and skills?
How wide and open are you when you think about resources?
Apply Principle 4 and think broadly and creatively about resources, especially residents and those that provide a wide range of services, not forgetting the hairdresser!
Informed and continual consent should be at the heart of any shared systems. The entry points should be able to share data to wherever the person wishes it to go - in order to receive the desired and agreed support.
This principle is vital to be able to not only make the process for the person receiving support to be smooth, but to produce flow data showing how people are flowing through the various different forms of support.
For your council area, consider:
Think about how to meet different needs simultaneously across a range of providers with different skills and areas of focus, such as mental health, housing, financial support and so on.
Think about how you get the various supports to the person, whilst avoiding signposting, such as drawing in the specialisms, as required.
Are there data systems already in use across different parts of the system?
Consider the balance between data capture and data overload in VCFSE.
Existing practice has focused on joining up VCFSE to coordinate, led by VCFSE, not trying to impose new systems or join up everything.
Resources:
Creating and maintaining a fit for purpose CRM that follows what the networks want to achieve is critical.
In complex environments, continuous learning drives performance improvement. Such environments are characterised by variety and change. Continuous learning enables workers’ practice to improve – through experimentation, gathering data, sense-making and reflective practice.
Systems must create learning environments and monitor their effectiveness. Performance depends on a culture based on nurturing (and recruiting for) workers’ sense of intrinsic motivation, rather than the extrinsic motivation of reward/punishment for hitting targets.
In complex environments, continuous learning is required because there is no such thing as ‘what works’ at a programme level – there is no standardised programme which is ‘best practice’ for all times and in all places. In complex environments ‘what works’ is the continuous process of learning and adaptation.
For your council area, consider:
How reflective practice can be used to create tight learning cycles.
Organisational practices that encourage different views to be invited and woven into future action.
What measures of success will be used over the development of the model, in other words, think about how you will know you are achieving expectations?
Think about how progress will be tracked across each of the layers.
Think about stewardship rather than direction and oversight.
Key to success is long-term sustained commitment to the principles, supported by resource commitments to enable you to develop the layers. Things may not work perfectly the very first time.
This model does not require all elements to be fully in place to function but suggests a full set of elements to maximise effectiveness. It is a strengths-based model that should be applied in your context, building up over time.
In Leeds, 2011 marked a new strategy: Better Lives. Cath Roth MBE, then director of adult social services at Leeds Council, invested in strengths-based approaches through both the community led support programme with NDTi and ABCD out in the community, which realised £6 million cost avoidance in the first two years. Sustaining Neighbourhood Networks for Older People started in 1984 and continues today.
For your council area, consider:
How long is the commitment to the work?
What measures of success will be used over the development of the model, in other words, think about how you will know you are achieving expectations?
Think about how progress will be tracked across each of the layers.
Remember it’s all about enabling not controlling.
Conclusion
This model appears to have wide application in supporting councils to re-orient approaches to social care that better maximise the assets and strengths from across their system and from their communities.
There is value in building social capital and a sense of community not just for community health but also to promote and maintain the health and independence of individuals. Councils and their partners play a key role in supporting this development. This approach allows the promotion of independence and wellbeing of individuals, whilst conserving limited resources for appropriate and targeted use.
As part of its ongoing evolution and evaluation we would be grateful for any feedback which should be sent to [email protected] as part of our ongoing development programme.